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Michael Hudson Currey

CRD# 1478517·Registered 1988 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Hudson Currey was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2015. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

TZ CLEAR LLC·CRD# 8089
BD
Bethesda, MD
March 29, 1999 - October 7, 2015
CAPITAL RESOURCES, INC.·CRD# 16899
BD
Rockville, MD
July 17, 1997 - February 26, 1999
JOHNSTON, LEMON & CO. INCORPORATED·CRD# 473
BD
Washington, DC
July 28, 1988 - June 27, 1997

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Current Firm

TC
TZ CLEAR LLC

KOONCE SECURITIES, INC. | TZ CLEAR LLC | KOONCE SECURITIES, LLC

CRD#: 8089 / SEC#: 8-24511
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Mailing Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Phone Number

(214) 216-0851

Established

Delaware since 07/22/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA, INC.PARENT COMPANY—
CALLEJAS, KHRISMANAGER6062989
DENNEY, NICOLETTE IRISACHIEF FINANCIAL OFFICER FIN/OP1090644
JEHL, ILA S. IIICEO1893486
LUBURIC, IVANCHIEF COMPLIANCE OFFICER2189458
REX, COLETTE MCPP / POO1901452
SHEARIN, MICHAEL AMANAGER6358252

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Jul 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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