RD
Randall L. Diehl
ON INVESTMENT MANAGEMENT CO
Findlay, OH 45840
Some features on this profile are disabled
CRD#: 1474042
RD
Professional summary
Randall Lloyd Diehl, who also goes by Randy Diehl, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Findlay, Ohio and THE O.N. EQUITY SALES COMPANY located in Findlay, Ohio.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Randall has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Diehl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FINANCIAL STRATEGIES GROUP POSITION: Agent NATURE: Sole Proprietorship Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 04/15/1985 ADDRESS: 655 Fox Run Road, Suite N, Findlay OH 45840 DESCRIPTION: Sell and service life insurance, disability insurance and fixed annuities 2) FDG WEALTH MANAGEMENT LLC; POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2008 ADDRESS: 655 Fox Run Road, Suite N, Findlay OH 45840 DESCRIPTION: Manage Books for LLC. 3) HANCOCK COUNTY PUBLIC DEFENDERS COMMISSION; POSITION: Commission Member NATURE: County agency that oversees the management of County Public Defenders Office INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012; ADDRESS: 316 Dorney Plaza, Findlay OH 45840, United States; DESCRIPTION: Provide oversight of management of office of the Hancock Public Defenders office.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Lloyd Diehl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2022 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 655 Fox Run Road Suite B, Findlay, OH 45840RIA
CRD#: 105662
Findlay, OH
Current
March 1, 2022 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 655 Fox Run Road Suite N, Findlay, OH 45840BD
CRD#: 2936
Findlay, OH
Past
March 22, 2016 - March 3, 2022
OSAIC WEALTH, INC.
RIA
CRD#: 23131
FINDLAY, OH
Past
March 22, 2016 - March 3, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
FINDLAY, OH
Past
March 16, 2011 - March 29, 2016
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
FINDLAY, OH
Past
March 16, 2011 - March 29, 2016
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FINDLAY, OH
Past
April 11, 2003 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FINDLAY, OH
Past
December 13, 1995 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
FINDLAY, OH
Past
June 23, 1986 - December 12, 1995
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/25/2023)
RR
Florida(3/1/2022)
IAR
Florida(8/16/2022)
RR
Indiana(3/1/2022)
IAR
Indiana(1/16/2024)
RR
Kentucky(3/1/2022)
IAR
Kentucky(7/28/2022)
RR
Michigan(3/1/2022)
RR
North Carolina(3/9/2022)
RR
Ohio(3/1/2022)
IAR
Ohio(3/1/2022)
RR
Pennsylvania(3/1/2022)
IAR
Pennsylvania(3/1/2022)
RR
South Carolina(3/1/2022)
IAR
South Carolina(7/28/2022)
RR
Texas(3/1/2022)
IAR
Texas(3/1/2022)
RR
Virginia(3/1/2022)
IAR
Virginia(7/28/2022)
RR
Wisconsin(3/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
