Douglas J. Propeck
Professional summary
Douglas James Propeck, who also goes by Doug Propeck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA WEALTH SERVICES, LLC located in Overland Park, Kansas.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Douglas has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas James Propeck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13200 Metcalf Ave Ste 280, Overland Park, KS 66213Office #2: 121 W. Front Street, Lonoke, AR 72086July 9, 2014 - Present
CETERA WEALTH SERVICES, LLC
July 14, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 23, 2004 - July 9, 2014
EQUITABLE ADVISORS, LLC
September 23, 2004 - July 9, 2014
EQUITABLE ADVISORS, LLC
March 30, 2001 - September 21, 2004
EQUITABLE ADVISORS, LLC
September 2, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 2, 1993 - September 21, 2004
EQUITABLE ADVISORS, LLC
August 5, 1991 - December 15, 1992
NEIGHBORLY SECURITIES
September 4, 1990 - February 8, 1991
WELLS FARGO CLEARING SERVICES, LLC
August 18, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
November 19, 1987 - August 28, 1989
KIDDER, PEABODY & CO. INCORPORATED
March 20, 1986 - November 25, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2025)
(4/8/2024)
(12/4/2024)
(2/20/2024)
(3/25/2019)
(1/9/2026)
(7/9/2014)
(1/14/2025)
(7/9/2014)
(6/29/2023)
(1/14/2025)
(1/15/2025)
(7/9/2014)
(11/20/2023)
(8/11/2025)
(2/1/2019)
(8/13/2025)
(2/1/2025)
(11/16/2023)
(1/31/2025)
(8/4/2025)
(1/25/2022)
(11/14/2023)
(11/14/2023)
(11/15/2023)
(1/15/2025)
(11/5/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
