DP
Douglas J. Propeck
CETERA INVESTMENT ADVISERS LLC
OVERLAND PARK, KS 66213
Some features on this profile are disabled
CRD#: 1470266
DP
Professional summary
Douglas James Propeck, who also goes by Doug Propeck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA WEALTH SERVICES, LLC located in Overland Park, Kansas.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Douglas has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Propeck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: UNIVERSITY OF MISSOURI, TRULASKE COLLEGE OF BUSINESS INVESTMENT RELATED: NO ADDRESS: UNIVERSITY OF MISSOURI, CORNELL HALL COLUMBIA, MO 65211 NATURE OF BUSINESS: PUBLIC UNIVERSITY BUSINESS COLLEGE START DATE: 05/2007 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER 3. NAME OF OTHER BUSINESS: TRANSCENDANT ADVISOR NETWORKS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2014 APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER, DBA FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: ST MICHAEL THE ARCHANGEL ENDOWMENT FUND INVESTMENT RELATED: NO ADDRESS: 14201 NALL AVENUE LEAWOOD, KS 66224 NATURE OF BUSINESS: CATHOLIC PARISH ENDOWMENT FUND START DATE: 09/2009 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD CHAIR, OVERSIGHT OF ENDOWMENT FUND, RECRUITMENT OF BOARD MEMBERS AND LEGACY SOCIETY MEMBERS; 5. NAME OF OTHER BUSINESS: TRANSCENDENT FINANCIAL PARTNERS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OVERSEE ADVISORS, RECRUITING, MARKETING AND OPERATIONS;
CRS (Client Relationship Summary) - RIA
Click below to view Douglas James Propeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13200 Metcalf Ave Ste 280, Overland Park, KS 66213Office #2: 121 W. Front Street, Lonoke, AR 72086RIA
CRD#: 105644
OVERLAND PARK, KS
Current
July 9, 2014 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OVERLAND PARK, KS
Past
July 14, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Lonoke, AR
Past
September 23, 2004 - July 9, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OVERLAND PARK, KS
Past
September 23, 2004 - July 9, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OVERLAND PARK, KS
Past
March 30, 2001 - September 21, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OVERLAND PARK, KS
Past
September 2, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 2, 1993 - September 21, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
August 5, 1991 - December 15, 1992
NEIGHBORLY SECURITIES
BD
CRD#: 17686
SAN FRANCISCO, CA
Past
September 4, 1990 - February 8, 1991
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 18, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
BD
CRD#: 101
Past
November 19, 1987 - August 28, 1989
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
March 20, 1986 - November 25, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2025)
RR
Arkansas(4/8/2024)
IAR
Arkansas(12/4/2024)
RR
California(2/20/2024)
RR
Colorado(3/25/2019)
RR
Illinois(7/9/2014)
RR
Indiana(1/14/2025)
RR
Kansas(7/9/2014)
IAR
Kansas(6/29/2023)
RR
Louisiana(1/14/2025)
RR
Minnesota(1/15/2025)
RR
Missouri(7/9/2014)
RR
Nevada(11/20/2023)
RR
New Jersey(8/11/2025)
RR
New York(2/1/2019)
RR
North Carolina(8/13/2025)
RR
Ohio(2/1/2025)
RR
Oregon(11/16/2023)
RR
Pennsylvania(1/31/2025)
RR
South Carolina(8/4/2025)
RR
Tennessee(1/25/2022)
RR
Texas(11/14/2023)
IAR
Texas(11/14/2023)
RR
Virginia(11/15/2023)
RR
Washington(1/15/2025)
RR
Wyoming(11/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Overland Park, KS 66213TRUST BUT VERIFY
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