Joseph W. Vencil
Professional summary
Joseph William Vencil, who also goes by Joe Vencil, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1986. Joseph has worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 31, Series 87, Series 86, Series 7, Series 30, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph William Vencil's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2025 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017July 24, 2019 - February 11, 2025
CLEAR STREET LLC
March 6, 2019 - August 8, 2019
FORTE SECURITIES LLC
December 7, 2018 - February 20, 2019
R. F. LAFFERTY & CO., INC.
May 8, 2017 - December 17, 2018
FORTE SECURITIES LLC
February 10, 2014 - May 4, 2017
TD PRIME SERVICES LLC
June 3, 2013 - October 15, 2013
GLOBAL HUNTER SECURITIES, LLC
September 21, 2011 - July 25, 2012
LAMPERT CAPITAL MARKETS INC.
June 30, 2011 - December 23, 2011
VTRADER PRO, LLC
October 3, 2006 - May 31, 2007
H.C.WAINWRIGHT & CO., LLC
January 24, 2003 - September 25, 2006
NATIXIS SECURITIES NORTH AMERICA INC.
November 3, 2000 - January 7, 2002
CREDIT SUISSE SECURITIES (USA) LLC
November 20, 1989 - January 7, 2002
PERSHING LLC
August 7, 1989 - November 1, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1986 - August 19, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2025)
(5/14/2025)
(5/14/2025)
(6/16/2025)
(5/14/2025)
(5/13/2025)
(5/14/2025)
(5/15/2025)
(5/14/2025)
Exams
Series 99TO
Date: 5/13/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/19/2013
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
