WH
William S. Horak
WEALTH MANAGEMENT
TALLAHASSEE, FL 32309
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CRD#: 1462594
WH
Professional summary
William Stuart Horak, CFP®, who also goes by Bill Horak, is a registered financial advisor currently at WEALTH MANAGEMENT CORPORATION located in Tallahassee, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Tallahassee, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Horak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEALTH MANAGEMENT CORPORATION OF AMERICA, INC. INVESTMENT RELATED. RIA. 2941 KERRY FOREST PARKWAY, TALLAHASSEE, FL 32309. PRESIDENT/OWNER. 1988. 140 HRS/MO. REGISTERED INVESTMENT ADVISORY FIRM. 2) Insurance. Not Investment Related. 2941 Kerry Forest Parkway, Tallahassee FL. Insurance. Agent. Start 2013. 3 hours per month during trading. Life and fixed annuity agent. 3) Wealth Management Realty, LLC 2941 Kerry Forest Parkway Tallahassee FL. Real Estate. Managing Member. Start 8/14/24. 2 hours/0 hours. Managing Investment Property for personal holdings.
CRS (Client Relationship Summary) - RIA
Click below to view William Stuart Horak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
November 26, 1990 - Present
WEALTH MANAGEMENT CORPORATION
Office #1: 2941 Kerry Forest Parkway, Tallahassee, FL 32309RIA
CRD#: 109576
TALLAHASSEE, FL
Current
May 5, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2941 Kerry Forest Parkway, Tallahassee, FL 32309BD
CRD#: 35747
Tallahassee, FL
Past
February 23, 1990 - August 29, 1996
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
February 12, 1990 - July 2, 1996
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 29, 1988 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
BD
CRD#: 10279
Past
April 7, 1988 - September 2, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
May 7, 1987 - April 19, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
March 19, 1986 - May 26, 1987
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT CORPORATION
WEALTH MANAGEMENT CORP | WEALTH MANAGEMENT CORPORATION OF AMERICA, INC. | WEALTH MANAGEMENT CORPORATION | WEALTH MANAGEMENT CORP OF AMERICA INC
CRD#: 109576 / SEC#: 801-118733
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Florida
Registered Investment Advisory firm - (5/27/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (5/27/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2019)
RR
California(10/13/2014)
RR
Colorado(8/21/2025)
IAR
Florida(11/26/1990)
RR
Florida(5/5/2014)
RR
Georgia(5/22/2014)
RR
Michigan(3/29/2019)
RR
New Jersey(5/31/2023)
RR
North Carolina(5/28/2014)
RR
Ohio(3/8/2019)
RR
Oklahoma(1/28/2019)
RR
Pennsylvania(1/9/2023)
IAR
Texas(4/13/2012)
RR
Texas(4/13/2016)
RR
Virginia(5/26/2020)
RR
Wisconsin(4/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT CORPORATION
WEALTH MANAGEMENT CORP | WEALTH MANAGEMENT CORPORATION OF AMERICA, INC. | WEALTH MANAGEMENT CORPORATION | WEALTH MANAGEMENT CORP OF AMERICA INC
CRD#: 109576 / SEC#: 801-118733
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Florida
Registered Investment Advisory firm - (5/27/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (5/27/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2941 Kerry Forrest Parkway, Tallahassee, FL 32309-6825
Mailing Address
Phone number
(850) 894-7526
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,325 |
| AUM (Assets Under Management) | $ 208,908,999 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
