RR
Robert W. Robertson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Zephyrhills, FL
Some features on this profile are disabled
CRD#: 1460628
RR
Professional summary
Robert Warren Robertson, CFP®, who also goes by Bob Warren Robertson, Bob Robertson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Zephyrhills, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Westminster, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Warren Robertson | Bob Robertson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE FINANCIAL CENTER, 15 E MAIN ST, WESTMINSTER, MD, 02/1991. OWNER, PREPARE TAX RETURNS. INV REL-200/YR-150/TRADING. 2. PASCO COUNTY GOVERNMENT, 14236 6TH ST. STE 200, DADE CITY, FL, 08/2018. POLL WORKER, HANDING OUT BALLOTS. NIR 20/YR-10/TRADING. 3. THE FINANCIAL CENTER, 15 E. MAIN ST., WESTMINSTER, MD, 06/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/YR-15/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-0/TRADING. SEE EMPLOYMENT FOR START DATE. 5. CHRISTIAN FELLOWSHIP AT SEA, 5714 Wynstone Lane, Zephyrhills FL 33541, United States, 08/29/2025, Founder, Volunteer, NIR, 15 HR/MO - 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Robert Warren Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
June 3, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 15 E Main St. Ste. 221, Westminster, MD 21157RIA
CRD#: 134139
Zephyrhills, FL
Current
June 3, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 15 E Main St. Ste. 221, Westminster, MD 21157BD
CRD#: 39543
Westminster, MD
Past
January 3, 2017 - June 14, 2019
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Westminster, MD
Past
January 3, 2017 - June 14, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Westminster, MD
Past
January 16, 2008 - December 31, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 11, 2007 - December 31, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Westminster, MD
Past
December 19, 2006 - October 18, 2007
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
WESTMINSTER, MD
Past
January 9, 2002 - December 31, 2002
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
WESTMINSTER, MD
Past
January 9, 2002 - October 18, 2007
G. A. REPPLE & COMPANY
BD
CRD#: 17486
WESTMINSTER, MD
Past
August 3, 1993 - January 4, 2002
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 8, 1991 - August 2, 1993
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Past
December 5, 1989 - December 31, 1990
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Past
September 11, 1987 - December 18, 1989
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
March 19, 1986 - August 6, 1987
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/3/2019)
IAR
Florida(3/7/2025)
RR
Georgia(1/19/2023)
RR
Hawaii(12/9/2022)
RR
Maryland(6/3/2019)
IAR
Maryland(6/3/2019)
RR
Montana(6/4/2019)
RR
North Carolina(6/3/2019)
RR
Pennsylvania(6/3/2019)
RR
South Carolina(1/21/2025)
RR
Virginia(6/3/2019)
RR
West Virginia(6/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
