Mark Dorfman
Professional summary
Mark Dorfman is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Lynbrook, New York and NOSURIS, INC. located in Lynbrook, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Dorfman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2009 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563February 14, 2019 - Present
NOSURIS, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563-2327March 11, 2009 - Present
APW CAPITAL, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563January 31, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 31, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 1, 2003 - January 31, 2008
AMERICAN PORTFOLIOS ADVISORS, INC
September 9, 2002 - January 31, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 16, 1997 - December 5, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
August 4, 1995 - December 31, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
November 28, 1989 - September 9, 2002
WISE PLANNING CORP.
July 18, 1988 - November 14, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 19, 1986 - May 11, 1988
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2017)
(3/13/2020)
(3/18/2009)
(3/19/2009)
(1/5/2012)
(3/19/2009)
(3/24/2009)
(3/19/2009)
(2/9/2021)
(2/14/2019)
(9/25/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NOSURIS, INC.
CRD#: 160979 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 95,000,000 |
Red Flags
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