James A. Miehls
Professional summary
James Arthur Miehls, who also goes by Jim Miehls, is a registered financial professional currently at CASTLE PLACEMENT, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Arthur Miehls's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2022 - Present
CASTLE PLACEMENT, LLC
Office #1: 1460 Broadway, New York, NY 10036February 26, 2001 - August 12, 2022
FIFTH THIRD SECURITIES, INC.
March 1, 1996 - January 31, 2001
A. G. EDWARDS & SONS, INC.
July 25, 1994 - March 4, 1996
NATCITY INVESTMENTS, INC.
April 6, 1990 - October 3, 1994
NATIONAL CITY INVESTMENTS CORPORATION
February 4, 1986 - December 8, 1987
EHRLICH-BOBER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2022)
(12/7/2022)
Exams
Series 79TO
Date: 2/17/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CASTLE PLACEMENT, LLC
CRD#: 189511 / SEC#: , 8-69612
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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