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MM

Michael D. Mastey

ARCHER DISTRIBUTORS
Laurel, MD 20707
Some features on this profile are disabled
CRD#: 1451795
MM

Professional summary


Michael David Mastey, who also goes by Chip Mastey, is a registered financial professional currently at ARCHER DISTRIBUTORS, LLC located in Laurel, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chip Mastey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael David Mastey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 29, 2024 - Present

ARCHER DISTRIBUTORS, LLC

Office #1: 6100 Chevy Chase Dr., Suite 100, Laurel, MD 20707
BD
CRD#: 158961
Laurel, MD
Past

May 14, 2020 - May 13, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

January 20, 2016 - November 18, 2019

PNC CAPITAL ADVISORS LLC

RIA
CRD#: 151829
New Canaan, CT
Past

January 19, 2016 - December 5, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
New Canaan, CT
Past

April 15, 2015 - December 21, 2015

ICAPITAL SECURITIES, LLC

BD
CRD#: 171061
New York, NY
Past

September 21, 2011 - January 9, 2015

PNC CAPITAL ADVISORS LLC

RIA
CRD#: 151829
CLEVELAND, OH
Past

January 28, 2010 - January 12, 2015

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

July 10, 2008 - November 20, 2009

PNC CAPITAL ADVISORS, INC.

RIA
CRD#: 109935
BALTIMORE, MD
Past

June 30, 2008 - December 31, 2009

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
BALTIMORE, MD
Past

May 5, 2006 - November 12, 2007

BEAR STEARNS ASSET MANAGEMENT INC.

RIA
CRD#: 113359
NEW YORK, NY
Past

October 6, 2005 - November 12, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 18, 2002 - April 18, 2005

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

October 2, 1995 - September 14, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

November 23, 1993 - September 8, 1995

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

August 25, 1992 - November 22, 1993

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
OMAHA, NE
Past

October 7, 1991 - July 22, 1992

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

October 11, 1990 - April 19, 1991

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

November 28, 1986 - April 25, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

January 21, 1986 - November 17, 1986

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/30/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/1/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AD
ARCHER DISTRIBUTORS, LLC
ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: , 8-68951

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707
Mailing Address
6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707
Phone number
(301) 260-1001 EXT 650
Established
Delaware since 08/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHER DISTRIBUTORS, LLC

CRD#: 158961Laurel, MD 20707

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