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Michael David Mastey

ARCHER DISTRIBUTORS
Laurel, MD
·CRD# 1451795·40 years experience

Professional Summary

Michael David Mastey, who also goes by Chip Mastey, is a registered financial advisor currently at ARCHER DISTRIBUTORS, LLC located in Laurel, Maryland. Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Mastey

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
6100 Chevy Chase Dr., Suite 100, Laurel, MD 20707
April 29, 2024 - Present
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
May 14, 2020 - May 13, 2022
PNC CAPITAL ADVISORS LLC·CRD# 151829
RIA
New Canaan, CT
January 20, 2016 - November 18, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
New Canaan, CT
January 19, 2016 - December 5, 2019
ICAPITAL SECURITIES, LLC·CRD# 171061
BD
New York, NY
April 15, 2015 - December 21, 2015
PNC CAPITAL ADVISORS LLC·CRD# 151829
RIA
Cleveland, OH
September 21, 2011 - January 9, 2015
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Portland, ME
January 28, 2010 - January 12, 2015
PNC CAPITAL ADVISORS, INC.·CRD# 109935
RIA
Baltimore, MD
July 10, 2008 - November 20, 2009
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Baltimore, MD
June 30, 2008 - December 31, 2009
BEAR STEARNS ASSET MANAGEMENT INC.·CRD# 113359
RIA
New York, NY
May 5, 2006 - November 12, 2007
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 6, 2005 - November 12, 2007
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Rockville, MD
October 18, 2002 - April 18, 2005
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
October 2, 1995 - September 14, 2001
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
November 23, 1993 - September 8, 1995
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
BD
Omaha, NE
August 25, 1992 - November 22, 1993
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
October 7, 1991 - July 22, 1992
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
October 11, 1990 - April 19, 1991
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
November 28, 1986 - April 25, 1989
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
January 21, 1986 - November 17, 1986

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Current Firm

AD
ARCHER DISTRIBUTORS, LLC

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: 8-68951
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone Number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER—
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(4/30/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael David Mastey's CRS (Customer Relationship Summary).

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