Robert R. Nursey

CETERA INVESTMENT ADVISERS LLC

ARLINGTON, TX 76013

Some features on this profile are disabled

CRD#: 1444821

Professional summary

Robert Randall Nursey is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Arlington, Texas and CETERA WEALTH SERVICES, LLC located in Arlington, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IVY LEAGUE WEALTH MANAGEMENT, LLC; Investment Related; 721 Uta Blvd, Arlington TX 76013; Financial Planning and Insurance; Managing Member; Start Date 03/2018; 25 hours per month with all of those hours occurring during trading hours; Arbitrator-FINRA, Expert Witness. >> TYCHE REALTY HOLDINGS, LLC; Investment Related; 721 Uta Blvd, Arlington, TX 76013; Real Estate Holdings; Member; Start Date 01/2000; 5 hours per month with all of those hours occurring during trading hours; My day to day involvement with this LLC is limited.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Randall Nursey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 721 Uta Blvd, Arlington, TX 76013Office #2: 219 West Jackson, El Campo, TX 77437

RIA

CRD#: 105644

ARLINGTON, TX

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 721 Uta Blvd, Arlington, TX 76013Office #2: 219 West Jackson, El Campo, TX 77437

CRD#: 13572

Arlington, TX

Past

August 17, 2004 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Arlington, TX

Past

June 12, 1997 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Arlington, TX

Past

February 3, 1992 - June 12, 1997

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

August 17, 1988 - August 9, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 4, 1987 - July 23, 1988

R.C. WILLIAMS CAPITAL & SECURITIES CORP.

CRD#: 19210

Past

December 23, 1985 - January 9, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/20/2025)

California
(2/20/2025)

Colorado
(2/20/2025)

Florida
(2/20/2025)

Louisiana
(2/20/2025)

Massachusetts
(2/20/2025)

New Mexico
(2/20/2025)

New York
(2/20/2025)

North Carolina
(2/20/2025)

Oklahoma
(2/20/2025)

Pennsylvania
(4/30/2025)

Texas
(2/20/2025)

IAR

Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/14/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/23/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

James Moore

EDWARD JONES

IAR

Ft Worth, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert R. Nursey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Randall Nursey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SIGNAL SECURITIES, INC.

MORGAN STANLEY DW INC.

R.C. WILLIAMS CAPITAL & SECURITIES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2004

Series 63

Date: 1/3/1986

SIE

Date: 10/1/2018

Series 3

Date: 12/14/1988

Series 7

Date: 12/21/1985

Series 51

Date: 6/23/2003

Series 24

Date: 10/14/1987

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors