Henry N. Harrison
Professional summary
Henry Nicholas Harrison, who also goes by Nick Harrison, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in White Settlement, Texas.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1986. Henry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Nicholas Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2024 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 308 N Jim Wright Fwy, White Settlement, TX 76108-1432November 3, 2021 - January 25, 2024
HORNOR, TOWNSEND & KENT, LLC
December 17, 2012 - October 7, 2021
MML INVESTORS SERVICES, LLC
April 26, 2002 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 1991 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 1988 - July 18, 1991
NEW ENGLAND SECURITIES
April 20, 1987 - April 19, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 7, 1986 - May 13, 1987
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272White Settlement, TX 76108-1432TRUST BUT VERIFY
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