PC
Peter F. Cicciari
CETERA INVESTMENT ADVISERS LLC
SIMI VALLEY, CA
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CRD#: 1443542
PC
Professional summary
Peter F Cicciari, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Simi Valley, California and CETERA WEALTH SERVICES, LLC located in Simi Valley, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Peter F Cicciari CDFA~940 Enchanted Way, 103~Simi Valley~CA~93065~Professional Services - Business/Individual~Financial Advisor/Consultant~8/13/2013~5hrs~0hrs~Divorce financial reporting and support. 2) Peter f cicciari~940 Enchanted Way #103~Simi Valley~CA~93065~Insurance Agent~Insurance Sales Agent~1/1/2005~1hrs~0hrs~insurance agent 3) Peter F. Cicciari CDFA~940 Enchanted Way, Ste 103~Simi Valley~CA~93065~Other~Owner/Sole Proprietor~2/20/2005~10hrs~0hrs~CDFA, Marital estate valuation and possible court appearance. 4) Peter F Cicciari~940 Enchanted Way, 103~Simi Valley~CA~93065~Accounting~Contractor~1/1/1990~1hrs~0hrs~Insurance, medical 5) Quality Business Network~P.O. Box 941236~Simi Valley~CA~93065~Club/Association Director/Officer~Member of the Board of Directors~1/1/1994~5hrs~5hrs~Controller 6) ASTRODYNE GROUP, INC; POSITION: Signer, checking accounts NATURE: Signer, checking accounts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2022; 940 Enchanted Way, Unit 103, Simi Valley CA 93065, Emergency signer 7) SIMI SUNRISE CHARITABLE FOUNDATION POSITION: Treasurer NATURE: I am a board member and signer on their account. This activity was disclosed under Simi Sunrise Rotary but I think this would take it to a new level. I am a signer on the bank accounts but not any of the investment accounts. I review the investment account and report to the board with any thoughts but Union bank manager these accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2022 ADDRESS: 940 Enchanted Way, Unit 103, Simi Valley CA 93065, United States DESCRIPTION: We meet four times each year and provide scholarships for youth. I also sign the checks and report to the board out finances. I will not give any advice as to investments but will be giving tax advice as it pertains to that client.? 8) JESUS KNOWS MY NAME POSITION: Directror NATURE: Director of the non-profit Church Helping with a new project to help the homeless. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 940 Enchanted Way, Unit 103, Simi Valley CA 93065, United States DESCRIPTION: We are trying to get grants to build a place so the homeless can get off the street and learn a trade to become self-sufficient. 9) SUCCESSOR TRUSTEE POSITION: Successor Trustee NATURE: Successor Trustee, possibility to be trustee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2023 ADDRESS: 940 Enchanted Way, Unit 103, Simi Valley CA 93065, United States DESCRIPTION: Successor Trustee. If trustee, will manage and distribute assets according to the trust document 10) PETER F CICCIARI HEALTH INSURANCE POSITION: Owner NATURE: Health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/20/2023 ADDRESS: 940 Enchanted Way, Unit 103, Simi Valley CA 93065, United States DESCRIPTION: Take care of their insurance needs
CRS (Client Relationship Summary) - RIA
Click below to view Peter F Cicciari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SIMI VALLEY, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 980 Enchanted Way # 100, Simi Valley, CA 93065BD
CRD#: 13572
SIMI VALLEY, CA
Past
September 30, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Simi Valley, CA
Past
January 8, 1986 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SIMI VALLEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Nevada(9/5/2025)
RR
Oregon(11/11/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
