Christopher G. Lore
Professional summary
Christopher G Lore, who also goes by Christopher Gerald Lore, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1985. Christopher has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher G Lore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054February 20, 2007 - May 22, 2013
STRATEGIC ADVISERS LLC
November 8, 2004 - July 21, 2005
CADARET, GRANT & CO., INC.
October 20, 2004 - November 9, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 9, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 27, 2004 - October 20, 2004
QUICK & REILLY, INC.
December 9, 2003 - October 20, 2004
QUICK & REILLY, INC.
October 7, 1998 - December 8, 2003
M&T SECURITIES, INC.
August 20, 1993 - September 18, 1998
HSBC BROKERAGE (USA) INC.
April 15, 1987 - November 9, 1987
PRUCO SECURITIES, LLC.
January 2, 1987 - March 2, 1987
J. W. GANT & ASSOCIATES, INC.
November 3, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
September 25, 1986 - February 18, 1987
KUREEN & COOPER, INC.
December 23, 1985 - October 2, 1986
AMERICAN HERITAGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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