John G. Palmer
Professional summary
John Goodrich Palmer, who also goes by John Good Palmer, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Goodrich Palmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2004 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217February 5, 1996 - August 20, 2004
HORNOR, TOWNSEND & KENT, LLC
January 27, 1986 - March 1, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2004)
(7/9/2020)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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