Tracy Anne Mcclurg
Professional Summary
Tracy Anne Mcclurg, who also goes by Tracy Anne Stout, is a registered financial advisor currently at MCCLURG CAPITAL CORPORATION located in San Rafael, California. Tracy is registered as a RR (Registered Representative) and started their career in finance in 1990. Tracy has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tracy Anne Stout
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Years of Experience
39 years in the financial services industry
Current & Past Employments
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Current Firm
MCCLRUG CAPITAL CORPORATION | SMITH BELLINGHAM SECURITIES CORPORATION | MCCLURG CAPITAL CORPORATION
Contact Information
Main Address
950 Northgate Drive-suite 301, San Rafael, CA 94903-3436Mailing Address
950 Northgate Drive, Suite 301, San Rafael, CA 94903Phone Number
(415) 472-1445Established
California since 06/25/1985Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
6FINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
112AUM (Assets Under Management)
$92,881,550Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
State Registrations and Notice Filings
(9/22/1987)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Tracy Anne Mcclurg's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
MATT MONTGOMERY
EAGLE STRATEGIES LLC
