Luis A. Marino
Professional summary
Luis Alfonso Marino is a registered financial professional currently at SAVILE CAPITAL MARKETS LLC located in Sheridan, Wyoming.
Luis is registered as a RR (Registered Representative) and started their career in finance in 1985. Luis has worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Alfonso Marino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2023 - Present
SAVILE CAPITAL MARKETS LLC
Office #1: 2 N. Main Street Suite 310, Sheridan, WY 82801June 6, 2016 - November 23, 2020
UCAP AMERICAS
June 21, 2012 - January 4, 2016
INVESTMENT PLACEMENT GROUP
September 9, 2011 - June 1, 2012
RODMAN & RENSHAW, LLC
August 11, 2009 - November 15, 2010
GENESIS SECURITIES, LLC
November 8, 2004 - February 13, 2009
PALI CAPITAL, INC.
August 11, 2004 - October 12, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 1985 - October 12, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2023)
(8/3/2023)
(5/9/2023)
Exams
Series 8
Date: 5/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SAVILE CAPITAL MARKETS LLC
CRD#: 316748 / SEC#: , 8-70857
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
