GH
George G. Hicks
CAPITAL INVESTMENT ADVISORY SERVICES
RALEIGH, NC 27609
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CRD#: 1424975
GH
Professional summary
George Gregory Hicks, CFP®, who also goes by Greg Hicks, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Raleigh, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. George has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Hicks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IN HIS GRIP. AUTHOR OF BOOK. 2615 GLEN EDEN DRIVE, RALEIGH, NC 27612. BOOK SALES AND MARKETING. STARTED 4/2014. APPROXIMATELY 2 HOURS/WEEK. MINIMAL TIME DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view George Gregory Hicks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
January 10, 2013 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 211 E. Six Forks Road Ste 118, Raleigh, NC 27609RIA
CRD#: 149124
RALEIGH, NC
Current
January 13, 1992 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 211 Six Forks Road Suite 118, Raleigh, NC 27609Office #2: 607 Atlantic Beach Causeway Ste 201, Unit C, Atlantic Beach, NC 28512BD
CRD#: 14752
Raleigh, NC
Past
October 14, 2010 - December 31, 2012
CIC ADVISERS, LLC
RIA
CRD#: 130735
RALEIGH, NC
Past
January 30, 1989 - January 22, 1992
RETIREMENT INVESTMENT GROUP
BD
CRD#: 7421
HOUSTON, TX
Past
October 22, 1985 - February 1, 1989
SOURCE SECURITIES, INC.
BD
CRD#: 8026
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/7/2011)
RR
California(5/25/1994)
RR
Colorado(1/2/2024)
RR
Connecticut(4/5/2022)
RR
Delaware(11/22/2010)
RR
Florida(5/21/1998)
RR
Georgia(5/25/1994)
RR
Illinois(11/25/1999)
RR
Indiana(1/13/2003)
RR
Iowa(8/19/2003)
RR
Kentucky(1/2/2004)
RR
Michigan(1/22/2024)
RR
Montana(4/12/2021)
RR
New York(6/1/2018)
RR
North Carolina(10/17/2002)
IAR
North Carolina(1/10/2013)
RR
Ohio(11/10/2008)
RR
Pennsylvania(11/18/2013)
RR
South Carolina(10/2/1995)
RR
Tennessee(1/3/2006)
RR
Texas(5/25/1994)
RR
Utah(1/28/2011)
RR
Virginia(1/13/1992)
RR
Washington(3/21/2000)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Raleigh, NC 27609TRUST BUT VERIFY
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