Albert V. Pette

BRIXTON CAPITAL WEALTH ADVISORS

Garden City, NY 11530

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CRD#: 1423862

Professional summary

Albert Vincent Pette, who also goes by Albert V. Pette, Albert Pette, is a registered financial advisor currently at BRIXTON CAPITAL WEALTH ADVISORS, LLC located in Garden City, New York.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Albert has worked at 21 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 12, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Albert V. Pette | Albert Pette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Manager floral pet Inc my parents business non finance related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Vincent Pette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2025 - Present

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Office #1: 1305 Franklin Ave Suite 300, Garden City, NY 11530

RIA

CRD#: 288810

Garden City, NY

Past

November 19, 2018 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Massapequa, NY

Past

November 19, 2018 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Massapequa, NY

Past

April 19, 2017 - December 11, 2018

NORTHEAST ASSET MANAGEMENT LLC

RIA

CRD#: 117567

MITCHEL FIELD, NY

Past

November 7, 2016 - December 31, 2018

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHEL FIELD, NY

Past

October 24, 2016 - November 7, 2016

PRIMARY ASSET MANAGEMENT, LLC

RIA

CRD#: 170610

NEW YORK, NY

Past

September 24, 2015 - November 7, 2016

VCS VENTURE SECURITIES

CRD#: 127921

Garden City, NY

Past

June 3, 2015 - September 25, 2015

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

NEW YORK, NY

Past

May 8, 2015 - September 25, 2015

GARDEN STATE SECURITIES, INC.

CRD#: 10083

New York, NY

Past

July 24, 2014 - May 12, 2015

ROCKWELL GLOBAL ADVISORS, LLC

RIA

CRD#: 126601

MELVILLE, NY

Past

May 7, 2014 - April 21, 2015

ROCKWELL GLOBAL CAPITAL LLC

CRD#: 142485

MELVILLE, NY

Past

September 19, 2012 - June 5, 2014

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 135835

NEW YORK, NY

Past

November 1, 2010 - June 5, 2014

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

MELVILLE, NY

Past

February 3, 2009 - August 4, 2010

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

RIA

CRD#: 137269

NEW YORK, NY

Past

December 18, 2008 - December 31, 2008

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

RIA

CRD#: 137269

NEW YORK, NY

Past

February 4, 2008 - November 2, 2010

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

MELVILLE, NY

Past

May 1, 2007 - February 4, 2008

WESTROCK ADVISORS, INC.

CRD#: 114338

WOODBURY, NY

Past

January 17, 2007 - May 15, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

January 16, 2007 - May 15, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 19, 2004 - January 10, 2007

LADENBURG THALMANN ASSET MANAGEMENT INC

RIA

CRD#: 108604

MELVILLE, NY

Past

January 26, 2004 - January 10, 2007

LADENBURG THALMANN & CO. INC.

CRD#: 505

MELVILLE, NY

Past

August 25, 2000 - January 22, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

October 21, 1997 - August 25, 2000

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

August 5, 1997 - October 28, 1997

ALEXANDER, WESCOTT, & CO., INC.

CRD#: 35935

UTICA, NY

Past

November 8, 1991 - August 8, 1997

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

October 19, 1988 - June 14, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/12/2025)

IAR

New Jersey
(9/16/2025)

IAR

New York
(8/21/2025)

IAR

North Carolina
(8/21/2025)

IAR

Virginia
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/21/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 12

Date: 4/6/2004

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 53

Date: 11/17/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/21/1993

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/1992

General Securities Principal Examination

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

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Contact information

Main Address

1305 Franklin Ave Suite 300, Garden City, NY 11530

Mailing Address

Phone number

(516) 222-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 176,705,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert V. Pette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Vincent Pette's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

NORTHEAST ASSET MANAGEMENT LLC

NORTHEAST SECURITIES, LLC

PRIMARY ASSET MANAGEMENT, LLC

VCS VENTURE SECURITIES

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

ROCKWELL GLOBAL ADVISORS, LLC

ROCKWELL GLOBAL CAPITAL LLC

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

GLOBAL ARENA CAPITAL CORP

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

PRESTIGE FINANCIAL CENTER, INC.

WESTROCK ADVISORS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LADENBURG THALMANN ASSET MANAGEMENT INC

LADENBURG THALMANN & CO. INC.

CITICORP INVESTMENT SERVICES

NORTHEAST SECURITIES, LLC

ALEXANDER, WESCOTT, & CO., INC.

NORTHEAST SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BRIXTON CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2004

Series 63

Date: 5/5/1989

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/21/2000

Series 7

Date: 10/15/1988

Series 12

Date: 4/6/2004

Series 53

Date: 11/17/2000

Series 4

Date: 10/21/1993

Series 24

Date: 2/7/1992

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIXTON CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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