Gregory J. Kenzik
Professional summary
Gregory James Kenzik is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Beverly Hills, California.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1986. Gregory has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory James Kenzik's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 301 N. Canon Drive Suite 205, Beverly Hills, CA 90210November 30, 2015 - December 26, 2017
RBC CAPITAL MARKETS, LLC
February 6, 2012 - December 9, 2015
UBS FINANCIAL SERVICES INC.
June 1, 2009 - February 16, 2012
MORGAN STANLEY
August 15, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 19, 2004 - August 28, 2008
CITIGROUP GLOBAL MARKETS INC.
April 15, 2004 - April 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2000 - April 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 1999 - September 18, 2000
FIRST EMPIRE SECURITIES, INC.
November 24, 1998 - December 2, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 24, 1998 - December 2, 1998
EQUITABLE ADVISORS, LLC
June 16, 1998 - October 8, 1998
EASTBROKERS NORTH AMERICA, INC.
March 5, 1996 - April 22, 1998
NATIONAL CLEARING CORP.
June 25, 1991 - February 2, 1996
ADVEST, INC.
February 28, 1990 - January 16, 1991
SPELMAN & CO., INC.
November 19, 1989 - January 1, 1990
OSAIC WEALTH, INC.
July 28, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 13, 1987 - September 21, 1987
KENNEDY, CABOT & CO.
September 18, 1986 - October 1, 1986
CETERA WEALTH SERVICES, LLC
May 23, 1986 - June 18, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2019)
(5/3/2019)
(6/19/2019)
(6/13/2019)
(7/1/2019)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
