Philip D. Summers
Professional summary
Philip Dwayne Summers is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Keller, Texas.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1985. Philip has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Dwayne Summers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2007 - Present
INSTITUTIONAL SECURITIES CORPORATION
April 16, 1998 - February 7, 2007
MOMENTUM INDEPENDENT NETWORK INC.
March 1, 1997 - March 14, 1998
WELLS FARGO BROKERAGE SERVICES, L.L.C.
February 6, 1996 - April 8, 1997
FIMI SECURITIES, INC.
October 16, 1990 - April 5, 1994
TRADESTAR INVESTMENTS,INC.
June 3, 1986 - October 12, 1990
TEAM BROKERAGE, INC.
October 22, 1985 - March 12, 1986
NF CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2021)
(8/26/2014)
(12/18/2014)
(5/11/2021)
(8/26/2025)
(9/23/2019)
(2/7/2007)
(1/4/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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