Donald William Sterling
Professional Summary
Donald William Sterling, who also goes by Don Sterling, is a registered financial advisor currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas. Donald is registered as a RR (Registered Representative) and started their career in finance in 1983. Donald has worked at 44 firms and has passed the Series 63, Series 99TO, SIE, Series 53, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Don Sterling
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
GREENWICH PRIME TRADING GROUP, LLC | SMITH CAPITAL MARKETS, LLC. | SMITH CAPITAL MARKETS, LLC
Contact Information
Main Address
8333 Douglas Ave., Suite 1450, Dallas, TX 75225Mailing Address
8333 Douglas Ave., Suite 1450, Dallas, TX 75225Phone Number
(214) 420-0300Established
Texas since 11/05/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Donald William Sterling's CRS (Customer Relationship Summary).
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