Scott Allen Hayes
CFAProfessional Summary
Scott Allen Hayes, CFA is a registered financial advisor currently at ISC ADVISORS, INC. located in Dallas, Texas and INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ISC ADVISORS, INC.
Contact Information
Main Address
3500 Oak Lawn Ave Ste 400, Dallas, TX 75219Phone Number
(214) 520-1115# of Employees
30SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,928AUM (Assets Under Management)
$1,617,801,120Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ISC ADVISORS, INC.
State Registrations and Notice Filings
(8/27/2014)
(8/4/2015)
(1/5/2000)
(7/25/2007)
(3/8/2005)
(1/21/2009)
(7/6/1999)
(10/5/2004)
(3/17/1999)
(4/29/2010)
(2/11/2002)
(9/14/2004)
(8/28/2003)
(12/11/2015)
(4/5/2007)
(3/30/2005)
(2/12/2024)
(9/16/1999)
(4/6/2006)
(9/5/2023)
(10/26/2015)
(2/6/1997)
(3/21/2013)
(3/26/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jan 2014About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2002Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1999SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Hayes's CRS (Customer Relationship Summary).
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