KD
Kenneth R. Davis
CAPITAL INVESTMENT ADVISORY SERVICES
DAVIDSON, NC 28036
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CRD#: 1421199
KD
Professional summary
Kenneth Rell Davis, who also goes by Ken Davis, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Davidson, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Davidson, North Carolina.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kenneth has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. (dba) DAVIS & DAVIS FINANCIAL PARTNERS; Investment Related; 705 Northeast Drive, Suite 16, Davidson NC 28036; Financial Planning; Managing Partner / Financial Planner; Start Date 09/2017; 200 hours per month with 130 hours per month occurring during trading hours; Doing Business As name (DBA); Provide insurance and planning products and services, offer annuity (fixed, equity indexed, and variable) and disability insurance as well as Mutual Funds. 2. K R DAVIS ENTERPRISES INC; Non-Investment Related; 705 Northeast Drive, Suite 16, Davidson NC 28036; Owner - Holding Account; Start Date 01/2015; No hours per month; Holding account for cash. 3. DAVIS FINANCIAL GROUP; Non-Investment Related; 705 Northeast Drive, Suite 16, Davidson NC 28036; LLC Real Estate; Managing Partner; Start Date 04/2002; No hours per month; LLC owns our office space. 4. POA; Non-Investment Related; Statesville, NC; Power of Attorney (POA); Start Date 11/2021; No hours per month; Power of Attorney (POA) for my wife. 5. LLMGT - LAURA LAWS MEMORIAL GOLF TOURNAMENT; TRUSTEE; RAOSE FUNDS ANNALLY TO FUND SCHOLARSHIPS & LOCAL NON-PROFITS; ONE OF 5 DECISION MAKERS TO FUND THE SCHOLARSHIPS/NON-PROFITS; NON-BUSINESS RELATED; 20 HRS IN SEPTEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Rell Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2024 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 705 Northeast Drive Suite 16, Davidson, NC 28036RIA
CRD#: 149124
DAVIDSON, NC
Current
December 17, 2024 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 705 Northeast Drive Suite 16, Davidson, NC 28036BD
CRD#: 14752
Davidson, NC
Past
September 13, 2017 - December 19, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Davidson, NC
Past
August 31, 2017 - December 19, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Davidson, NC
Past
September 20, 2010 - September 13, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
DAVIDSON, NC
Past
September 3, 2010 - September 13, 2017
OSAIC FS, INC.
BD
CRD#: 3870
DAVIDSON, NC
Past
December 31, 2001 - September 20, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DAVIDSON, NC
Past
July 2, 1999 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
DAVIDSON, NC
Past
July 2, 1999 - September 20, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DAVIDSON, NC
Past
April 2, 1998 - June 9, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 2, 1998 - June 9, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
July 26, 1996 - April 1, 1998
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
November 27, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
November 27, 1985 - July 25, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 27, 1985 - July 25, 1996
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/17/2024)
RR
Florida(12/17/2024)
RR
Georgia(12/17/2024)
RR
Kentucky(12/17/2024)
RR
Michigan(12/17/2024)
IAR
North Carolina(12/17/2024)
RR
North Carolina(12/19/2024)
RR
South Carolina(12/17/2024)
RR
Virginia(12/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
