Robert J. Sherry

DLCC PRIME

Jersey City, NJ 07310

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CRD#: 1418724

Professional summary

Robert James Sherry is a registered financial professional currently at DLCC PRIME located in Jersey City, New Jersey.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 13 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Sherry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2022 - Present

DLCC PRIME

Office #1: 111 Town Square Place, Suite 1203, Jersey City, NJ 07310Office #2: 111 Town Square Place Suite 1203, Jersey City, NJ 07310

CRD#: 312753

Jersey City, NJ

Past

April 7, 2020 - December 31, 2021

MAYBANK SECURITIES USA INC.

CRD#: 27861

NEW YORK, NY

Past

May 16, 2017 - May 2, 2018

CF SECURED, LLC

CRD#: 285841

New York, NY

Past

September 10, 2009 - May 2, 2018

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

October 15, 2008 - September 9, 2009

FBN SECURITIES, INC.

CRD#: 18315

NEW YORK, NY

Past

July 31, 2007 - October 13, 2008

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

December 5, 2003 - February 2, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 1, 2002 - December 5, 2003

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 17, 1999 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

June 7, 1999 - July 14, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 12, 1998 - June 7, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

March 14, 1996 - November 24, 1998

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

January 22, 1996 - October 24, 1998

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

April 15, 1993 - December 13, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/13/2024)

New Jersey
(10/5/2022)

New York
(10/11/2022)

Pennsylvania
(10/5/2022)

Exams

State Security Law Exam

Series 63

Date: 1/30/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 3

Date: 12/2/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 5/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DLCC PRIME

CRD#: 312753 / SEC#: , 8-70716

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Mailing Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Phone number

(201) 621-0940

Established

New Jersey since 01/26/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DIGITAL PRIME TECHNOLOGIES, LLC	OWNER
CREIGHTON, JOHN MATTHEW	FINOP	1909492
GAROFALO, GLEN FRANCIS	PRINCIPAL	2208570
SHERRY, ROBERT JAMES	PRESIDENT & CHIEF COMPLIANCE OFFICER	1418724

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Sherry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Sherry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAYBANK SECURITIES USA INC.

CF SECURED, LLC

CANTOR FITZGERALD & CO.

FBN SECURITIES, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

UBS SECURITIES LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2017

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 3

Date: 12/2/2022

SIE

Date: 5/2/2018

Series 7

Date: 4/14/1993

Series 24

Date: 7/1/2010

FINRA

Current Firm

DLCC PRIME

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DLCC PRIME

TRUST BUT VERIFY

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