Robert James Sherry
Professional Summary
Robert James Sherry is a registered financial advisor currently at DLCC PRIME located in Jersey City, New Jersey. Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 13 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DLCC PRIME
Contact Information
Main Address
111 Town Square Place Suite 1203, Jersey City, NJ 07310Mailing Address
111 Town Square Place Suite 1203, Jersey City, NJ 07310Phone Number
(201) 621-0940Established
New Jersey since 01/26/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/13/2024)
(10/5/2022)
(10/11/2022)
(10/5/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert James Sherry's CRS (Customer Relationship Summary).
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