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JK

Jonathan Bruce Kruljac

CRD# 1415639·Registered 1985 - 2020
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Bruce Kruljac, who also goes by Jon B Kruljac, Jon Kruljac, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1985 - 2020. Jonathan had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon B Kruljac, Jon Kruljac

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
August 13, 2019 - April 1, 2020
AGA SECURITIES, LLC·CRD# 122781
BD
Bainbridge Island, WA
July 31, 2015 - August 8, 2017
MLV & CO. LLC·CRD# 150959
BD
Denver, CO
April 24, 2012 - March 15, 2013
GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
July 5, 2000 - April 23, 2012
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
July 18, 1997 - July 14, 1998
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
February 12, 1996 - May 9, 1997
HANIFEN, IMHOFF INC.·CRD# 2126
BD
Denver, CO
January 10, 1991 - February 1, 1996
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
August 4, 1987 - January 8, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
October 23, 1985 - July 30, 1987

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Current Firm

GC
GVC CAPITAL LLC

BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: 8-48465
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16318 E Berry Ave, Centennial, CO 80015

Mailing Address

16318 E Berry Ave, Centennial, CO 80015

Phone Number

(303) 694-0862

Established

Colorado since 06/09/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER—
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONCEO, CCO1080361
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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