James E. Manley
Professional summary
James Edward Manley, who also goes by Jim Manley, is a registered financial professional currently at ATLANTIC - PACIFIC CAPITAL, INC. located in Stamford, Connecticut.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edward Manley's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 1995 - Present
ATLANTIC - PACIFIC CAPITAL, INC.
Office #1: One Dock Street Suite 404, Stamford, CT 06902Office #2: 444 Madison Avenue 34th Floor, New York, NY 10022September 28, 1987 - June 10, 1989
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1985 - September 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2000)
(9/13/2013)
(8/8/2000)
(7/27/2001)
(7/8/1996)
(10/26/1995)
(10/25/1995)
(1/15/1997)
(9/29/1995)
(7/25/2000)
(1/14/1997)
(11/30/2001)
(9/13/2013)
(7/30/1996)
(7/26/2000)
(3/16/2000)
(7/28/2000)
(9/13/2013)
(10/3/2000)
(9/18/2013)
(8/1/2000)
(11/6/1995)
(8/5/2002)
(9/19/1996)
(10/11/2013)
(10/16/2000)
(8/8/2001)
(9/18/2013)
(8/9/2001)
(2/29/2000)
(11/20/1995)
(8/7/2000)
(11/13/1995)
(8/21/2000)
(7/26/2000)
(8/13/1996)
(7/27/2001)
(1/16/1997)
(1/17/1997)
(1/21/1997)
(9/13/2013)
(7/25/2000)
(10/27/1995)
(1/2/1996)
(7/25/2001)
(7/25/2000)
(1/14/1997)
(1/24/1997)
(12/5/2013)
(1/16/1997)
(9/13/2013)
Exams
FINRA
Current Firm
ATLANTIC - PACIFIC CAPITAL, INC.
CRD#: 38356 / SEC#: , 8-48198
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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