James Edward Manley
Professional Summary
James Edward Manley, who also goes by Jim Manley, is a registered financial advisor currently at ATLANTIC - PACIFIC CAPITAL, INC. located in Stamford, Connecticut. James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Manley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
ATLANTA - PACIFIC CAPITAL, INC. | ATLANTIC - PACIFIC CAPITAL, INC.
Contact Information
Main Address
One Dock Street Suite 404, Stamford, CT 06902Mailing Address
One Dock Street Suite 404, Stamford, CT 06902Phone Number
(203) 862-9182Established
Delaware since 02/09/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/1/2000)
(9/13/2013)
(8/8/2000)
(7/27/2001)
(7/8/1996)
(10/26/1995)
(10/25/1995)
(1/15/1997)
(9/29/1995)
(7/25/2000)
(1/14/1997)
(11/30/2001)
(9/13/2013)
(7/30/1996)
(7/26/2000)
(3/16/2000)
(7/28/2000)
(9/13/2013)
(10/3/2000)
(9/18/2013)
(8/1/2000)
(11/6/1995)
(8/5/2002)
(9/19/1996)
(10/11/2013)
(10/16/2000)
(8/8/2001)
(9/18/2013)
(8/9/2001)
(2/29/2000)
(11/20/1995)
(8/7/2000)
(11/13/1995)
(8/21/2000)
(7/26/2000)
(8/13/1996)
(7/27/2001)
(1/16/1997)
(1/17/1997)
(1/21/1997)
(9/13/2013)
(7/25/2000)
(10/27/1995)
(1/2/1996)
(7/25/2001)
(7/25/2000)
(1/14/1997)
(1/24/1997)
(12/5/2013)
(1/16/1997)
(9/13/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 39 — Direct Participation Programs Principal Examination
Passed Jul 1995About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Edward Manley's CRS (Customer Relationship Summary).
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