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JP

John M. Parrott

CAPITAL INVESTMENT ADVISORY SERVICES
LEXINGTON, NC 27292
Some features on this profile are disabled
CRD#: 1413757
JP

Professional summary

John Mccrary Parrott, who also goes by Mac Parrott, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Lexington, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Lexington, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mac Parrott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PARROTT INSURANCE AND BENEFITS PROVIDING INSURANCE SERVICE AND SALES. SPEND 60 HOURS/MONTH, ALL OF WHICH IS DURING TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED. ACTIVITY BEGUN IN 1981. 2. PIEDMONT INSURANCE & BENEFIT, INC. DBA PARROTT INSURANCE & BENEFITS and PARROTT BENEFITS GROUP. CFO AND CO-OWNER. STARTED 1981. 150 WEAVER DRIVE, LEXINGTON, NC 27292. NOT INVESTMENT RELATED. 10 HRS/WK, 8 DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mccrary Parrott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2010 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 150 Weaver Drive, Lexington, NC 27292
RIA
CRD#: 149124
LEXINGTON, NC
Current

September 8, 2003 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 150 Weaver Drive, Lexington, NC 27292Office #2: 452 Sunset Drive Ste A, Blowing Rock, NC 28605
BD
CRD#: 14752
Lexington, NC
Past

March 30, 2004 - December 31, 2012

CIC ADVISERS, LLC

RIA
CRD#: 130735
LEXINGTON, SC
Past

April 29, 2002 - September 30, 2003

C.P. ADVISORY SERVICES

RIA
CRD#: 118052
LEXINGTON, NC
Past

May 3, 1999 - September 17, 2003

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

January 4, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

October 28, 1988 - December 31, 1988

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
Past

May 19, 1986 - November 18, 1988

FOCUS SECURITIES, INC.

BD
CRD#: 15023
Past

October 22, 1985 - May 23, 1986

SOUTHMARK FINANCIAL SERVICES, INC.

BD
CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(9/8/2003)
IAR
North Carolina
(2/23/2010)
RR
South Carolina
(12/17/2021)
RR
Virginia
(1/3/2006)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/31/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/1985
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Lexington, NC 27292

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