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Joseph Sellitto

GLOBAL EXECUTION BROKERS, LP
BALA CYNWYD, PA
·CRD# 1408978·37 years experience

Professional Summary

Joseph Sellitto is a registered financial advisor currently at GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania and SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

GLOBAL EXECUTION BROKERS, LP·CRD# 126407
BD
401 City Avenue, Bala Cynwyd, PA 19004
April 6, 2006 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
30 Hudson Yards 16th Floor, New York, NY 10001
November 20, 2008 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Chicago, IL
March 21, 2006 - October 18, 2006
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
February 21, 2003 - April 7, 2006
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 23, 2001 - November 21, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 19, 1989 - January 26, 2001

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Current Firm

SF
SUSQUEHANNA FINANCIAL GROUP, LLLP

FOREST LANE SECURITIES, INC. | SUSQUEHANNA FINANCIAL GROUP, LLLP | SUSQUEHANNA FINANCIAL GROUP, L.P. | SUSQUEHANNA FINANCIAL GROUP, INC.

CRD#: 35865 / SEC#: 8-44325
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122

Mailing Address

401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122

Phone Number

(800) 825-9550

Established

Delaware since 07/25/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SFG HOLDING, LLCLIMITED PARTNER—
DANIELS, ETHAN SCOTTPOO5902179
FARLEY, MEGHAN ELIZABETHFINOP7965658
KRASNICK, ALAN JONATHANMUNICIPAL SECURITIES PRINCIPAL4606571
SABA, JACOB ELIASCHIEF COMPLIANCE OFFICER6943911
SFG PARTNER LLCGENERAL PARTNER—
WOOD, NICHOLAS HPRESIDENT2626078

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2003About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1992About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1989About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Joseph Sellitto's CRS (Customer Relationship Summary).

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