Robert Jason Pierce
Professional Summary
Robert Jason Pierce was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2005 - 2010. Robert had worked at 1 firm and has passed the Series 63, Series 62, Series 82, Series 22, Series 3, Series 28, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
M1 ENERGY CAPITAL SECURITIES, LLC | MEZZANINE ENERGY CAPITAL SECURITIES, LLC
Contact Information
Established
Delaware since 01/01/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2007Series 82 — Limited Representative-Private Securities Offerings
Passed Jan 2007About the Series 82 examSeries 22 — Direct Participation Programs Representative Examination
Passed Sep 2005About the Series 22 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2007About the Series 28 examSeries 39 — Direct Participation Programs Principal Examination
Passed Sep 2005About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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