Robert J. Woolway
Professional summary
Robert Joseph Woolway, who also goes by Bob Woolway, is a registered financial professional currently at CRITICALPOINT PARTNERS LLC located in El Segundo, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Woolway's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
CRITICALPOINT PARTNERS LLC
Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245July 6, 2022 - February 24, 2025
B. RILEY SECURITIES, INC.
May 13, 2016 - August 10, 2022
FOCALPOINT SECURITIES, LLC
February 6, 2006 - May 12, 2016
BWK TRINITY CAPITAL SECURITIES LLC
May 19, 2003 - January 6, 2006
RA CAPITAL ADVISORS LLC
August 21, 2000 - May 23, 2002
DRESDNER KLEINWORT WASSERSTEIN, LLC
March 31, 1999 - September 7, 2000
JPMSI
January 13, 1997 - February 24, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1985 - August 17, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CRITICALPOINT PARTNERS LLC
CRD#: 317345 / SEC#: , 8-70885
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
