Thomas J. Laessig

FIDELITY FEDERAL PLANNING

MONTGOMERYVILLE, PA 18936

Some features on this profile are disabled

CRD#: 1407172

Professional summary

Thomas John Laessig is a registered financial advisor currently at FIDELITY FEDERAL PLANNING CORP. located in Montgomeryville, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Thomas has worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

401K DATAWAREHOUSE, LLC, 203 BEDFORD LN. LANSDALE, PA 19446. NOT INVESTMENT RELATED. SOFTWARE PROVIDER CREATED IN 2000. SERVE AS GENERAL MANAGER AND MANAGE BUSINESS. APPROXIMATELY 5 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Laessig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2003 - Present

FIDELITY FEDERAL PLANNING CORP.

Office #1: 105 Montgomery Ave, Suite 1051 P.o. Box 588, Montgomeryville, PA 18936

RIA

CRD#: 114873

MONTGOMERYVILLE, PA

Past

December 11, 1985 - July 3, 2000

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/6/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/1987

General Securities Principal Examination

Current Firm

FIDELITY FEDERAL PLANNING CORP.

ACHIEVE HYPNOTHERAPY | TL INSURANCE | FIDELITY FEDERAL RETIREMENT PLANS | FIDELITY FEDERAL PLANNING CORP.

CRD#: 114873 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/17/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/6/1996 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

105 Montgomery Ave Suite 1051, Montgomeryville, PA 18936

Mailing Address

Phone number

(267) 625-6808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 3,763,964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas J. Laessig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Laessig's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY FEDERAL PLANNING CORP.

THE CONCORD EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1986

Series 7

Date: 11/16/1985

Series 24

Date: 4/3/1987

Current Firm

FIDELITY FEDERAL PLANNING CORP.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDELITY FEDERAL PLANNING CORP.

TRUST BUT VERIFY

Similar Advisors