Constanzo C. Buzzelli
Professional summary
Constanzo Constantino Buzzelli, who also goes by Constanzo Buzzelli, Costantino Buzzelli, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in San Rafael, California.
Constanzo is registered as a RR (Registered Representative) and started their career in finance in 1985. Constanzo has worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Constanzo Constantino Buzzelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 100 Smith Ranch Road Suite 110, San Rafael, CA 94903November 5, 2013 - December 31, 2024
PORTSMOUTH FINANCIAL SERVICES
March 16, 2012 - November 11, 2013
EAST / WEST SECURITIES CORP.
March 6, 2012 - March 13, 2012
UNDERHILL SECURITIES CORP.
June 14, 2006 - March 8, 2012
WHITE PACIFIC SECURITIES, INC.
January 4, 1999 - June 6, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 18, 1991 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
February 6, 1990 - September 16, 1991
ACUMENT SECURITIES, INC.
September 25, 1985 - February 26, 1986
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2024)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856San Rafael, CA 94903TRUST BUT VERIFY
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