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EA

Enrico Albano

LIVINGSTON SECURITIES
UNIONDALE, NY 11556
Some features on this profile are disabled
CRD#: 1404533
EA

Professional summary


Enrico Albano, who also goes by Albano Enrico, is a registered financial professional currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York.

Enrico is registered as a RR (Registered Representative) and started their career in finance in 1986. Enrico has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Albano Enrico

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Enrico Albano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 9, 2008 - Present

LIVINGSTON SECURITIES, LLC

Office #1: 626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556Office #2: 626 Rexcorp Plaza Suite 603. West Tower, Uniondale, NY 11556
BD
CRD#: 147364
UNIONDALE, NY
Past

May 20, 2005 - May 20, 2009

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

October 10, 2000 - May 31, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 1, 1998 - October 19, 2000

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

September 10, 1993 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

November 22, 1989 - June 13, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 11, 1987 - December 8, 1987

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
Past

February 19, 1986 - March 3, 1987

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/15/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 3/31/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/24/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LIVINGSTON SECURITIES, LLC
LIVINGSTON SECURITIES, LLC

CRD#: 147364 / SEC#: , 8-67901

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Phone number
(212) 520-8478
Established
New York since 10/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE LIVINGSTON GROUP OF COMPANIES, LLCSOLE MEMBER
LIVINGSTON, SCOTT BRANDONMANAGER/CEO/MSP/GSP/CROP1996617
ROCKMAN, JEANNE ELIZABETHCCO/GSP1255763
SCHILLING, MICHAEL JAMESFINOP, POO, PFO2609624

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIVINGSTON SECURITIES, LLC

CRD#: 147364Uniondale, NY 11556

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