DM
Denis J. Moynihan
TSA MANAGEMENT
Glen Head, NY 11545
Some features on this profile are disabled
CRD#: 1403476
DM
Professional summary
Denis Joseph Moynihan II is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York.
Denis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Denis has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DSDH HOLDING, LLC 725 GLEN COVE AVE. GLEN HEAD NY 11545, NOT INVESTMENT RELATED, REAL ESTATE HOLDING COMPANY, PARTNER, 01/05. MII Holdings, LLC Real Estate LLC. Partner. Not investment related.Spend 2-4 hours per month hopefully breakeven and potential profit sharing. Partners Rachel Pino 33%,Sean Mohammadi 33%, & Denis Moynihan 34%. Requesting permission to be Executor of R.Wengenroth Estate I was aske years ago and it is only to sell an automobile I refused to be Executor when he passed given financial transactions. Facilitating change of ownership of the vehicle from JP Morgan ) compensation for this it will be about a 20 minute time during the day.
CRS (Client Relationship Summary) - RIA
Click below to view Denis Joseph Moynihan II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
TSA MANAGEMENT INC
Office #1: 725 Glen Cove Ave, Glen Head, NY 11545RIA
CRD#: 106440
Glen Head, NY
Current
June 11, 1993 - Present
HALLIDAY FINANCIAL, LLC
Office #1: 725 Glen Cove Ave., Glen Head, NY 11545Office #2: 725 Glen Cove Avenue, Glen Head, NY 11545BD
CRD#: 31741
Glen Head, NY
Past
January 23, 2017 - December 31, 2019
TSA MANAGEMENT INC
RIA
CRD#: 106440
GLEN HEAD, NY
Past
February 17, 2003 - December 31, 2016
TSA MANAGEMENT INC
RIA
CRD#: 106440
GLEN HEAD, NY
Past
March 27, 1986 - June 3, 1993
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - (5/7/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/25/2007)
RR
Connecticut(6/11/1993)
RR
Delaware(1/8/2015)
RR
Florida(3/16/1995)
RR
Georgia(12/18/2019)
RR
Maine(1/10/2022)
RR
Maryland(3/6/2018)
RR
Massachusetts(9/27/2007)
RR
Minnesota(6/21/2017)
RR
Montana(10/26/2022)
RR
Nevada(8/16/2012)
RR
New Jersey(6/11/1993)
IAR
New Jersey(1/17/2020)
RR
New York(6/11/1993)
IAR
New York(4/6/2021)
RR
North Carolina(8/16/2012)
RR
Ohio(8/19/2008)
RR
Pennsylvania(1/25/2007)
RR
Puerto Rico(12/18/2019)
RR
South Carolina(2/5/2008)
RR
Texas(1/25/2007)
RR
Utah(1/10/2022)
RR
Vermont(6/30/2014)
RR
Virginia(3/6/2018)
RR
Washington(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
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Contact information
Main Address
725 Glen Cove Ave, Glen Head, NY 11545
Mailing Address
Phone number
(516) 676-3332
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,064 |
| AUM (Assets Under Management) | $ 1,284,683,018 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2023 | ||
| 09/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
