AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SB

Steven W. Bischoff

ZENITH SECURITIES LLC
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 1401631
SB

Professional summary

Steven Wallace Bischoff is a registered financial professional currently at ZENITH SECURITIES LLC located in Stamford, Connecticut.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 11 firms and has passed the Series 63, Series 66, Series 99TO, Series 82TO, Series 7TO, Series 79TO, Series 3, SIE, Series 79, Series 7, Series 24, Series 53 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Wallace Bischoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2025 - Present

ZENITH SECURITIES LLC

Office #1: 100 First Stamford Place Suite 330, Stamford, CT 06902
BD
CRD#: 138135
STAMFORD, CT
Past

June 5, 2018 - November 30, 2021

NATALLIANCE ASSET MANAGEMENT LLC

RIA
CRD#: 296788
New York, NY
Past

October 4, 2016 - June 21, 2018

NATALLIANCE SECURITIES, LLC

RIA
CRD#: 39455
New York, NY
Past

January 15, 2010 - November 3, 2020

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
New York, NY
Past

December 1, 2003 - October 13, 2006

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

December 1, 2003 - December 17, 2007

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

April 18, 2000 - September 8, 2003

ALLY SECURITIES LLC

BD
CRD#: 25988
DETROIT, MI
Past

January 25, 1993 - March 10, 2000

AMHERST SECURITIES GROUP, L.P.

BD
CRD#: 31141
AUSTIN, TX
Past

May 15, 1991 - January 26, 1993

WESTCAP SECURITIES, L.P.

BD
CRD#: 7301
HOUSTON, TX
Past

May 15, 1991 - January 26, 1993

WESTCAP GOVERNMENT SECURITIES, INC.

BD
CRD#: 19645
Past

April 2, 1990 - April 3, 1991

VICTORIA SECURITIES CORPORATION

BD
CRD#: 22289
Past

February 17, 1989 - April 3, 1991

VICTORIA SECURITIES CORPORATION

BD
CRD#: 22289
Past

September 17, 1986 - August 8, 1988

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
Past

August 20, 1985 - August 20, 1986

WESTCAP SECURITIES, L.P.

BD
CRD#: 7301

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/19/2025)
RR
Florida
(10/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/11/1997
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/5/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/21/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/4/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/20/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/21/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/4/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/4/2024
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/4/2024
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ZS
ZENITH SECURITIES LLC
HSH N FINANCIAL SECURITIES LLC | ZENITH SECURITIES LLC | ZENITH CAPITAL ADVISORS LLC | MID-SHIP SECURITIES LLC

CRD#: 138135 / SEC#: , 8-67146

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Mailing Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Phone number
(203) 253-5936
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HONDO HOLDINGS LLCMEMBER
PRIVATE LEDGER, LLCMEMBER
ARORA, VRINDAFINOP7784034
BISCHOFF, STEVEN WALLACECEO1401631
WHITE, ALAN THOMASCCO2723669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZENITH SECURITIES LLC

CRD#: 138135Stamford, CT 06902

TRUST BUT VERIFY

Monitor Steven Bischoff

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Brian Joseph Marchini
Brian MarchiniAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
White Plains, NY
Philip David Meese
Philip MeeseAdvisorCheck Check Mark
AE WEALTH MANAGEMENT, LLC
IAR
Darien, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics