Steven Wallace Bischoff
Professional Summary
Steven Wallace Bischoff is a registered financial advisor currently at ZENITH SECURITIES LLC located in Norwalk, Connecticut. Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 11 firms and has passed the Series 63, Series 66, Series 99TO, Series 82TO, Series 7TO, Series 79TO, Series 3, SIE, Series 79, Series 7, Series 24, Series 53 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
HSH N FINANCIAL SECURITIES LLC | ZENITH SECURITIES LLC | ZENITH CAPITAL ADVISORS LLC | MID-SHIP SECURITIES LLC
Contact Information
Main Address
85 Washington Street Suite 1f, Norwalk, CT 06854Mailing Address
100 First Stamford Place Suite 330, Stamford, CT 06902Phone Number
(203) 253-5936Established
Delaware since 08/23/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/2/2025)
(8/19/2025)
(10/7/2025)
(12/2/2025)
(12/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2025About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Mar 2024About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Jul 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Wallace Bischoff's CRS (Customer Relationship Summary).
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