CG
Charles P. Gilbride
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Livingston Manor, NY
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CRD#: 1397367
CG
Professional summary
Charles Peter Gilbride is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Livingston Manor, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Livingston Manor, New York.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 10 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING / 02/19/2023 2) TAG ADVISORS, 363 Elk Point Road, Livingston Manor NY 12758, 05/2023, W2 Employee, TAG Advisors is an enterprise of Cambridge, NIR, 40 HR/MO, 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Peter Gilbride's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Livingston Manor, NY
Current
February 17, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Livingston Manor, NY
Past
February 19, 2015 - November 30, 2021
NATALLIANCE SECURITIES, LLC
BD
CRD#: 39455
New York, NY
Past
January 2, 2013 - February 4, 2015
BB&T SECURITIES, LLC
BD
CRD#: 142785
HASBROUCK HEIGHTS, NJ
Past
January 5, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
HASBROUCK HEIGHTS, NJ
Past
April 1, 1999 - January 12, 2006
BERGEN CAPITAL, INC.
BD
CRD#: 46348
ALPHARETTA, GA
Past
April 19, 1994 - March 3, 1999
GILMORE SECURITIES & CO.
BD
CRD#: 27210
FORT LEE, NJ
Past
June 10, 1992 - August 23, 1995
HYM FINANCIAL, INC.
BD
CRD#: 16983
CLIFTON, NJ
Past
January 2, 1990 - May 27, 1992
STOEVER, GLASS & COMPANY INC.
BD
CRD#: 7031
NEW YORK, NY
Past
April 19, 1988 - January 20, 1990
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2024)
RR
Alaska(2/19/2025)
RR
Arizona(1/2/2024)
RR
Arkansas(2/6/2024)
RR
California(2/2/2024)
RR
Colorado(2/5/2024)
RR
Connecticut(2/2/2024)
RR
Delaware(2/15/2024)
RR
District of Columbia(2/2/2024)
RR
Florida(2/5/2024)
RR
Georgia(2/5/2024)
RR
Hawaii(2/18/2025)
RR
Idaho(2/2/2024)
RR
Illinois(12/14/2023)
RR
Indiana(3/6/2024)
RR
Iowa(2/2/2024)
RR
Kansas(2/2/2024)
RR
Kentucky(1/5/2024)
RR
Louisiana(2/7/2024)
RR
Maine(2/5/2024)
RR
Maryland(2/7/2024)
RR
Massachusetts(1/3/2024)
RR
Michigan(2/6/2024)
RR
Minnesota(2/2/2024)
RR
Mississippi(2/6/2024)
RR
Missouri(1/3/2024)
RR
Montana(5/16/2024)
RR
Nebraska(2/2/2024)
RR
Nevada(2/8/2024)
RR
New Hampshire(2/8/2024)
RR
New Jersey(2/2/2024)
RR
New Mexico(10/25/2023)
RR
New York(2/19/2023)
IAR
New York(5/24/2023)
RR
North Carolina(2/6/2024)
RR
North Dakota(2/20/2025)
RR
Ohio(2/2/2024)
RR
Oklahoma(10/23/2023)
RR
Oregon(2/2/2024)
RR
Pennsylvania(11/22/2023)
RR
Puerto Rico(1/7/2025)
IAR
Puerto Rico(1/7/2025)
RR
Rhode Island(2/5/2024)
RR
South Carolina(2/5/2024)
RR
South Dakota(2/18/2025)
RR
Tennessee(2/5/2024)
RR
Texas(2/2/2024)
IAR
Texas(2/2/2024)
RR
Utah(2/5/2024)
RR
Vermont(2/2/2024)
RR
Virginia(1/3/2024)
RR
Washington(2/2/2024)
RR
West Virginia(2/20/2025)
RR
Wisconsin(2/6/2024)
RR
Wyoming(2/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
