Jeffrey P. Gradinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Gradinger, who also goes by Jeff Gradinger, Jeffrey Gradinger, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2004 - October 6, 2004
ROBERT VAN SECURITIES, INC.
March 12, 2002 - December 10, 2002
LEGEND MERCHANT GROUP, INC.
July 10, 2001 - February 20, 2002
RUMSON CAPITAL, LLC
May 18, 2000 - March 16, 2001
SHORELINE TRADING GROUP LLC
March 1, 1999 - April 6, 1999
ELECTRONIC TRADING GROUP, LLC
September 16, 1997 - July 1, 1998
ROUND HILL SECURITIES, INC.
January 16, 1997 - September 17, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
March 22, 1995 - November 18, 1996
ROUND HILL SECURITIES, INC.
September 23, 1994 - March 28, 1995
DAKIN SECURITIES CORPORATION
April 20, 1994 - September 2, 1994
D. BLECH & COMPANY, INCORPORATED
August 30, 1993 - March 28, 1994
LEHMAN BROTHERS INC.
November 2, 1992 - August 24, 1993
EQIS SECURITIES, LLC
August 14, 1987 - March 28, 1989
J.P. MORGAN SECURITIES LLC
November 1, 1985 - October 22, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 8/30/1985
Interest Rate Options ExaminationCurrent Firm
ROBERT VAN SECURITIES, INC.
CRD#: 29581 / SEC#: , 8-44411
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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