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Michael Conrad Ihrie

BOUSTEAD SECURITIES
IRVINE, CA
·CRD# 1394615·41 years experience

Professional Summary

Michael Conrad Ihrie, who also goes by Mike Ihrie, Nike Ihrie, is a registered financial advisor currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Ihrie, Nike Ihrie

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
6 Venture Suite 395, Irvine, CA 92618
May 11, 2022 - Present
SUTTER SECURITIES INCORPORATED·CRD# 30770
BD
6 Venture, Suite 395 Suite 395, Irvine, CA 92618
August 8, 2022 - Present
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Hot Springs, AR
January 25, 2010 - May 11, 2022
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 27, 1999 - October 29, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 30, 1993 - October 1, 1999
CARTY, HARDING & HEARN, INC.·CRD# 7001
BD
Memphis, TN
January 24, 1989 - August 2, 1993
TOWNES & CO., INC.·CRD# 7034
BD
October 16, 1985 - January 20, 1989

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Current Firm

SS
SUTTER SECURITIES INCORPORATED

S & D SECURITIES, INC. | SUTTER SECURITIES, INC. | SUTTER SECURITIES INCORPORATED

CRD#: 30770 / SEC#: 8-45158
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

6 Venture, Suite 395 Suite 395, Irvine, CA 92618

Mailing Address

6 Venture, Suite 395 Suite 395, Irvine, CA 92618

Phone Number

(415) 352-6300

Established

California since 07/22/1992

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS)SHAREHOLDER—
BULL, ROBERT LEE IVFINOP1521134
MALEY, ROBERT ANDREWEXECUTIVE VICE PRESIDENT2442794
MATTHEWS, GILBERT ELLIOTTSR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN—
SMITH, LINCOLN JOSEPH JRPRESIDENT, CEO2501422
SMITH, LINCOLN JOSEPH JRCHIEF COMPLIANCE OFFICER2501422

Disclosures

Regulatory Event

3

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(5/11/2022)
RR
California
(5/11/2022)
RR
Florida
(5/11/2022)
RR
Indiana
(5/11/2022)
RR
Kentucky
(5/11/2022)
RR
Louisiana
(5/11/2022)
RR
Nevada
(5/11/2022)
RR
Oklahoma
(5/11/2022)
RR
Tennessee
(11/12/2025)
RR
Texas
(5/11/2022)
RR
Washington
(6/10/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2010About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2010About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Oct 1985About the Series 52 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Conrad Ihrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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