Michael A. Cortese
Professional summary
Michael A. Cortese, who also goes by Michael Anthony Cortese, is a registered financial professional currently at MOELIS & COMPANY LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A. Cortese's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
MOELIS & COMPANY LLC
Office #1: 399 Park Avenue 4th Floor, New York, NY 10022November 13, 2015 - January 3, 2022
J.P. MORGAN SECURITIES LLC
March 4, 1992 - August 10, 2015
UBS SECURITIES LLC
September 19, 1989 - January 15, 1992
UBS FINANCIAL SERVICES INC.
October 15, 1987 - December 3, 1988
GREENTREE SECURITIES CORP.
August 20, 1985 - May 27, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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