Evan S. Klein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Scott Klein was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1986. Evan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2017 - March 1, 2018
OPUS FINANCIAL PARTNERS, LLC
June 10, 2015 - June 17, 2019
BRADLEY WOODS & CO. LTD.
January 31, 2012 - March 2, 2015
BERKERY NOYES SECURITIES, LLC
October 7, 2003 - June 22, 2011
MORGAN JOSEPH TRIARTISAN LLC
May 5, 2003 - October 1, 2003
CASIMIR CAPITAL L.P.
March 14, 2000 - June 28, 2001
COWEN AND COMPANY
July 1, 1998 - March 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
June 24, 1996 - June 16, 1998
ALLEN & COMPANY LLC
March 19, 1986 - July 23, 1987
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
OPUS FINANCIAL PARTNERS, LLC
CRD#: 172146 / SEC#: , 8-69501
Contact information
Documents
Red Flags
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