Jeffrey S. Eisman
Professional summary
Jeffrey Sindel Eisman, CFP® is a registered financial professional currently at PLANNED FINANCIAL PROGRAMS, INC. located in Melville, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Sindel Eisman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 1998 - Present
PLANNED FINANCIAL PROGRAMS, INC.
Office #1: 734 Walt Whitman Road Suite 301, Melville, NY 11747Office #2: 734 Walt Whitman Road, Melville, NY 11747-2216July 3, 1991 - March 9, 1998
PMG SECURITIES CORPORATION
July 25, 1985 - June 20, 1991
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2004)
(5/24/2004)
(2/18/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PLANNED FINANCIAL PROGRAMS, INC.
CRD#: 3049 / SEC#: , 8-5727
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOCK, ROBERT WALTER | PRESIDENT/ VP/CHIEF COMPLIANCE OFFICER/TREASURER | 1835457 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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