Robert M. Leonard

OLD CITY SECURITIES LLC

New York, NY 10017

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CRD#: 1390182

Professional summary

Robert Michael Leonard is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Leonard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2019 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017

CRD#: 171910

New York, NY

Past

April 8, 2003 - July 11, 2018

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

August 20, 1999 - March 21, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

February 25, 1998 - July 31, 1999

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

May 11, 1993 - February 6, 1998

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

November 6, 1989 - April 23, 1993

ABEL/NOSER CORP.

CRD#: 7537

NEW YORK, NY

Past

August 8, 1985 - November 8, 1989

KRUPP SECURITIES CORPORATION

CRD#: 10908

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/8/2019)

South Carolina
(1/6/2022)

Exams

State Security Law Exam

Series 63

Date: 10/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/31/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OLD CITY SECURITIES LLC

CRD#: 171910 / SEC#: , 8-69488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

589 Fifth Avenue Ph, New York, NY 10017

Mailing Address

445 Central Avenue, Suite 328, Cedarhurst, NY 11516

Phone number

(212) 671-1976

Established

New York since 04/25/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OLD CITY SECURITIES HOLDINGS GP	HOLDING COMPANY
BARNETT, TREVOR CLARK	MEMBER	4722196
DAMSKI, SETH ADAM	FOUNDING MEMBER	2940303
FELDMAN, EYTAN DOV	MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR	5708084
MARRONE, MICHAEL THOMAS	FINOP
SIRIGNANO, GEORGE AMERICUS	MANAGING MEMBER	6678999

Red Flags

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Firm Stability Insights

Robert M. Leonard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Leonard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

MORGAN STANLEY & CO. LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

NATIONAL FINANCIAL SERVICES LLC

ABEL/NOSER CORP.

KRUPP SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/1985

SIE

Date: 7/11/2018

Series 7

Date: 12/14/1985

Series 22

Date: 7/31/1985

Series 24

Date: 1/3/1997

FINRA

Current Firm

OLD CITY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD CITY SECURITIES LLC

TRUST BUT VERIFY

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