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MQ

Mary B. Quinn

WILLIAM J. MAYER SECURITIES
Greenwich, CT 06831
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CRD#: 1390036
MQ

Professional summary


Mary Beth Quinn is a registered financial professional currently at WILLIAM J. MAYER SECURITIES, LLC located in Greenwich, Connecticut.

Mary is registered as a RR (Registered Representative) and started their career in finance in 1987. Mary has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mary Beth Quinn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2010 - Present

WILLIAM J. MAYER SECURITIES, LLC

Office #1: 2 Greenwich Office Park Suite 160, Greenwich, CT 06831Office #2: 2 Greenwich Office Park Suite 160, Greenwich, CT 06831
BD
CRD#: 104422
Greenwich, CT
Past

October 3, 2005 - December 16, 2008

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

February 6, 1990 - October 5, 2005

OCC DISTRIBUTORS LLC

BD
CRD#: 18541
NEW YORK, NY
Past

November 25, 1987 - July 19, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/26/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 1/13/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WJ
WILLIAM J. MAYER SECURITIES, LLC
WILLIAM J. MAYER SECURITIES, LLC

CRD#: 104422 / SEC#: , 8-52878

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
400 W 61st Street Unit 523, New York, NY 10023
Mailing Address
400 W 61st Street Unit 523, New York, NY 10023
Phone number
(646) 713-2020
Established
Delaware since 01/06/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CEVIDICA INVESTMENT HOLDINGS LLCOWNER
RANKEL, WILLIAM EDWINFINOP2074785
SHORTALL, CAROL ANNCCO2289950
TAUFIQ, BEHZADCEO/PRESIDENT7960861

Red Flags


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Company Information


WILLIAM J. MAYER SECURITIES, LLC

CRD#: 104422Greenwich, CT 06831

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