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CRD#: 104422
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WILLIAM J. MAYER SECURITIES, LLC is located at 400 W 61st Street Unit 523, New York, NY 10023 and was first established at New York, Delaware in 01/06/2000. After operating for 26 years, WILLIAM J. MAYER SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WILLIAM J. MAYER SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WILLIAM J. MAYER SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WILLIAM J. MAYER SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WILLIAM J. MAYER SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WILLIAM J. MAYER SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WILLIAM J. MAYER SECURITIES, LLC Comes From

Understanding the Statistics for WILLIAM J. MAYER SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
400 W 61st Street Unit 523, New York, NY 10023
Mailing Address
400 W 61st Street Unit 523, New York, NY 10023
Firm Size
Small
Phone Number
(646) 713-2020
Established
Delaware since 01/06/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CEVIDICA INVESTMENT HOLDINGS LLCOWNER
RANKEL, WILLIAM EDWINFINOP2074785
SHORTALL, CAROL ANNCCO2289950
TAUFIQ, BEHZADCEO/PRESIDENT7960861

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Advisor's working at WILLIAM J. MAYER SECURITIES, LLC

BT

Behzad Taufiq

IAR
RR
CRD#: 7960861
Location:
New York, NY 10023
Company:
CEVIDICA INVESTMENT PARTNERS
Disclosures:
Experience:
2 years
View Profile
WR

William Edwin Rankel

William E Rankel, William Rankel, Bill Rankel
RR
CRD#: 2074785
Location:
Greenwich, CT 06831
Company:
WILLIAM J. MAYER SECURITIES, LLC
Disclosures:
Experience:
23 years
View Profile
CS

Carol Ann Shortall

Carol Ann Shortall, Carol Shortall
RR
CRD#: 2289950
Location:
Lake Barrington, IL 60010
Company:
ARBOR RESEARCH & TRADING, LLC
Disclosures:
Experience:
31 years
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