Gary J. Cuccia

NEST INVESTMENTS BD LLC

Conshohocken, PA 19428

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CRD#: 1386493

Professional summary

Gary John Cuccia, who also goes by Gary Cuccia, is a registered financial professional currently at NEST INVESTMENTS BD LLC located in Conshohocken, Pennsylvania and C2M SECURITIES, LLC located in Richmond, Virginia.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 34 firms and has passed the Series 99TO, SIE, Series 7, Series 28, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gary Cuccia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary John Cuccia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

NEST INVESTMENTS BD LLC

Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428

CRD#: 294417

Conshohocken, PA

Current

January 10, 2019 - Present

C2M SECURITIES, LLC

Office #1: 7315 Three Chopt Road, Richmond, VA 23226

CRD#: 38924

Richmond, VA

Current

May 1, 2020 - Present

STRATHMORE GROUP LLC

Office #1: 263 Little Plains Road, Southampton, NY 11968-4946

CRD#: 306089

Southampton, NY

Current

December 7, 2020 - Present

VENTUREAIDE CAPITAL, LLC

Office #1: 32018 N. 20th Lane, Phoenix, AZ 85085

CRD#: 298892

Phoenix, AZ

Current

August 12, 2021 - Present

AQUAS FINANCIAL, LLC

Office #1: 5905 Legacy Drive A500, Plano, TX 75024-4118

CRD#: 311274

Plano, TX

Current

May 3, 2024 - Present

BEEHIVE TRADING, LLC

Office #1: 25 Broadway 10 Th Fl, Suite 1046, New York, NY 10004

CRD#: 328623

NEW YORK, NY

Current

May 16, 2024 - Present

ASPEN ALPINE CAPITAL LLC

Office #1: 66 Grand Street #5, New York, NY 10013-2263

CRD#: 309099

New York, NY

Current

May 28, 2024 - Present

INVESTMENT PLANNERS, INC.

Office #1: 226 W. Eldorado Street, Decatur, IL 62522

CRD#: 18557

Decatur, IL

Current

March 25, 2025 - Present

ALIRA HEALTH TRANSACTION SERVICES, LLC

Office #1: 250 Park Avenue Floor 7, New York, NY 10177

CRD#: 140203

New York, NY

Current

October 30, 2025 - Present

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

Office #1: 115 West 30th Street Fourth Floor Unit 401, New York, NY 10001

CRD#: 322233

NEW YORK, NY

Past

April 11, 2024 - October 23, 2024

GRF CAPITAL INVESTORS, INC.

CRD#: 24971

TULSA, OK

Past

April 13, 2023 - March 15, 2024

OCTAURA SECURITIES

CRD#: 321877

New York, NY

Past

March 23, 2023 - August 22, 2024

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

RALEIGH, NC

Past

March 8, 2023 - August 22, 2024

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

February 22, 2023 - June 5, 2024

FUNDOPOLIS SECURITIES, LLC

CRD#: 304414

WINCHESTER, MA

Past

December 4, 2022 - July 19, 2023

WINDWARD CAPITAL INC.

CRD#: 142245

PRINCETON, NJ

Past

February 23, 2022 - November 15, 2024

ALLEN C. EWING & CO.

CRD#: 26102

JACKSONVILLE, FL

Past

November 16, 2021 - May 11, 2022

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

October 1, 2021 - July 26, 2023

BG STRATEGIC ADVISORS LLC

CRD#: 124448

WEST PALM BEACH, FL

Past

May 12, 2021 - January 16, 2024

HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.

CRD#: 103460

NEW YORK CITY, NY

Past

April 1, 2021 - September 20, 2021

WORDEN CAPITAL MANAGEMENT LLC

CRD#: 148366

NEW YORK, NY

Past

August 31, 2020 - November 30, 2023

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

August 10, 2020 - March 31, 2021

MAGEN FINANCIAL LLC

CRD#: 305174

Rye, NY

Past

May 4, 2020 - June 30, 2020

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

May 15, 2019 - August 2, 2019

BFC CAPITAL LLC

CRD#: 299519

QUINCY, MA

Past

May 8, 2019 - December 26, 2019

COVA CAPITAL PARTNERS LLC

CRD#: 109761

SYOSSET, NY

Past

March 18, 2019 - March 2, 2020

HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.

CRD#: 103460

NEW YORK CITY, NY

Past

September 22, 2018 - March 1, 2019

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

CORAL SPRINGS, FL

Past

August 29, 2018 - May 5, 2022

CENTER STREET SECURITIES, INC.

CRD#: 26898

NASHVILLE, TN

Past

August 6, 2018 - August 23, 2018

CENTER STREET SECURITIES, INC.

CRD#: 26898

NASHVILLE, TN

Past

November 13, 2017 - October 15, 2018

DAKOTA SECURITIES INTERNATIONAL, INC.

CRD#: 132700

MIAMI, FL

Past

March 9, 2017 - July 5, 2017

STATETRUST INVESTMENTS INC.

CRD#: 104651

BOCA RATON, FL

Past

August 19, 2015 - March 3, 2017

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

May 19, 2006 - May 21, 2015

CITIZENS SECURITIES, INC.

CRD#: 39550

NORWOOD, MA

Past

April 7, 2005 - May 16, 2006

VAN DER MOOLEN SPECIALISTS USA, LLC

CRD#: 32034

NEW YORK, NY

Past

June 11, 2001 - March 3, 2005

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

January 3, 2001 - January 15, 2002

GRACE FINANCIAL GROUP LLC

CRD#: 104133

SOUTHHAMPTON, NY

Past

May 12, 1993 - October 27, 1999

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/28/2024)

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 1/2/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/10/1993

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

Current Firm

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

CRD#: 322233 / SEC#: , 8-70940

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

115 West 30th Street Fourth Floor Unit 401, New York, NY 10001

Mailing Address

115 West 30th Street Fourth Floor. Unit 401, New York, NY 10001

Phone number

(212) 845-9077

Established

Delaware since 03/29/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FUNDAMENTAL INTERACTIONS, INCORPORATED	DIRECT OWNER
CUCCIA, GARY JOHN	FINOP	1386493
MORAN, BRIAN MICHAEL	CEO/CHIEF COMPLIANCE OFFICER	1940341

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary J. Cuccia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary John Cuccia's CRS (Customer Relationship Summary).

Certified licenses

Experience

C2M SECURITIES, LLC

STRATHMORE GROUP LLC

VENTUREAIDE CAPITAL, LLC

AQUAS FINANCIAL, LLC

BEEHIVE TRADING, LLC

ASPEN ALPINE CAPITAL LLC

INVESTMENT PLANNERS, INC.

ALIRA HEALTH TRANSACTION SERVICES, LLC

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

GRF CAPITAL INVESTORS, INC.

OCTAURA SECURITIES

MODERN CAPITAL SECURITIES INC.

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

FUNDOPOLIS SECURITIES, LLC

WINDWARD CAPITAL INC.

ALLEN C. EWING & CO.

INVESTMENT PLANNERS, INC.

BG STRATEGIC ADVISORS LLC

HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.

WORDEN CAPITAL MANAGEMENT LLC

CIM SECURITIES, LLC

MAGEN FINANCIAL LLC

BRICKELL GLOBAL MARKETS, INC.

BFC CAPITAL LLC

COVA CAPITAL PARTNERS LLC

HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.

FUSION ANALYTICS SECURITIES LLC

CENTER STREET SECURITIES, INC.

CENTER STREET SECURITIES, INC.

DAKOTA SECURITIES INTERNATIONAL, INC.

STATETRUST INVESTMENTS INC.

BRICKELL GLOBAL MARKETS, INC.

CITIZENS SECURITIES, INC.

VAN DER MOOLEN SPECIALISTS USA, LLC

CIBC WORLD MARKETS CORP.

GRACE FINANCIAL GROUP LLC

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2012

Series 28

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 24

Date: 3/23/2015

Series 27

Date: 5/10/1993

FINRA

FINRA

Current Firm

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

TRUST BUT VERIFY

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