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MM

Michael F. Mahoney

COASTAL BRIDGE ADVISORS
Charlotte, NC 28216
Some features on this profile are disabled
CRD#: 1384945
MM

Professional summary

Michael Francis Mahoney, CPWA®, who also goes by Mike Mahoney, is a registered financial advisor currently at COASTAL BRIDGE ADVISORS located in Charlotte, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Mahoney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis Mahoney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2012-04-09

Expire date: 2023-08-31

Experience

Current

January 17, 2025 - Present

COASTAL BRIDGE ADVISORS

Office #1: 9920 Couloak Drive Suite 110, Charlotte, NC 28216
RIA
CRD#: 152569
Charlotte, NC
Past

September 24, 2021 - January 28, 2025

TRINITYPOINT WEALTH, LLC

RIA
CRD#: 297165
Charlotte, NC
Past

May 24, 2021 - July 22, 2021

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
ATLANTA, GA
Past

December 3, 2020 - January 21, 2021

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

June 29, 2018 - December 7, 2018

GRIFFIN CAPITAL SECURITIES, LLC

BD
CRD#: 37739
IRVINE, CA
Past

November 30, 2015 - June 15, 2018

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

RIA
CRD#: 110353
NEW YORK, NY
Past

December 12, 2014 - June 15, 2018

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

April 9, 2008 - November 21, 2014

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
TRUMBULL, CT
Past

September 10, 2004 - November 21, 2014

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
TRUMBULL, CT
Past

October 3, 1991 - August 6, 2003

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

July 15, 1985 - July 10, 1986

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/17/2025)
IAR
South Carolina
(8/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/24/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/7/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/1/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 9/6/2011
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/9/2006
General Securities Principal Examination

Current Firm

CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
54 Wilton Road 1st Floor, Westport, CT 06880
Mailing Address
Phone number
(203) 683-1530
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COASTAL BRIDGE ADVISORS DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts9,000
AUM (Assets Under Management)$ 4,595,660,113

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
07/15/2024
Cover Page
Report
11/13/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COASTAL BRIDGE ADVISORS

CRD#: 152569Charlotte, NC 28216

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