JN
John L. Norman
HORNOR, TOWNSEND & KENT
Addison, TX 75001
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CRD#: 1384807
JN
Professional summary
John Lamar Norman, ChFC®, CLU® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Addison, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PENN MUTUAL WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 15851 DALLAS PKWY., SUITE 100, ADDISON, TX 75001 | START DATE: 03/2004 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: SALE AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, DISABILITY, LONG-TERM CARE AND ANNUITIES. 2) CHANDLER & KNOWLES FINANCIAL | INVESTMENT RELATED - YES | DBA NAME: CHANDLER & KNOWLES FINANCIAL | POSITION HELD: PARTNERAGENT | ADDRESS: 15851 DALLAS PKWY STE 100 ADDISON, TX 75001 | START DT: 6/8/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALE AND SERVICE OF INSURANCE PRODUCTS :LIFE, DISABILITY, LONG-TERM CARE AND ANNUITIES INCLUDING PENN MUTUAL. 3)INSURANCE BROKERAGE | DBA NAME: WEALTH COORDINATION PARTNERS | POSITION: Advisor | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 40 | SECURITIES TRADING HOURS: 40 | START DATE: 11/01/2023 | ADDRESS: 15851 Dallas Parkway, Suite 100, Addison TX 75001 | DESCRIPTION: financial planning.
CRS (Client Relationship Summary) - RIA
Click below to view John Lamar Norman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Lamar Norman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 6, 2004 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Current
April 6, 2004 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Past
August 19, 1998 - March 16, 2004
NEW ENGLAND SECURITIES
RIA
CRD#: 615
DALLAS, TX
Past
August 18, 1998 - March 16, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
December 6, 1994 - July 24, 1998
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
July 30, 1985 - August 26, 1986
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/21/2022)
RR
Arizona(12/1/2017)
RR
Arkansas(10/3/2024)
RR
California(3/21/2017)
RR
Colorado(3/17/2020)
RR
Florida(6/30/2004)
RR
Georgia(2/22/2021)
RR
Idaho(8/29/2022)
RR
Illinois(5/12/2010)
RR
Kentucky(4/14/2021)
RR
Maryland(7/18/2025)
RR
Massachusetts(10/31/2023)
RR
Michigan(8/14/2014)
RR
Minnesota(8/13/2020)
RR
Missouri(12/12/2024)
RR
Nevada(4/6/2004)
RR
New Hampshire(3/6/2019)
RR
New Mexico(12/5/2024)
RR
New York(10/2/2025)
RR
North Carolina(1/3/2019)
RR
Ohio(2/15/2024)
RR
Oklahoma(1/3/2007)
RR
Pennsylvania(2/15/2022)
RR
Texas(4/6/2004)
IAR
Texas(4/6/2004)
RR
Utah(4/2/2019)
RR
Virginia(6/6/2025)
RR
Washington(5/17/2010)
RR
West Virginia(9/5/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
