Gary M. Post
Professional summary
Gary Marshall Post, who also goes by Gary M Post, is a registered financial professional currently at TRANSNATIONAL CAPITAL CORP. located in Los Angeles, California.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Marshall Post's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2008 - Present
TRANSNATIONAL CAPITAL CORP.
Office #1: 11990 San Vicente Blvd, Los Angeles, CA 90049February 6, 2004 - July 14, 2006
ARQUE CAPITAL, LTD.
October 4, 1999 - January 23, 2001
FRG SECURITIES, LLC
June 24, 1994 - September 28, 2001
ALEXANDER DUNHAM SECURITIES, INC.
April 10, 1990 - January 29, 1993
HOULIHAN LOKEY CAPITAL, INC.
November 9, 1988 - February 6, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2013)
(6/18/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRANSNATIONAL CAPITAL CORP.
CRD#: 135306 / SEC#: , 8-66908
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREDERICKS, IVY LINDSTROM | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | PRESIDENT/CEO/ SECREATARY/TREASURER/CHIEF COMPLIANCE OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | FINOP | 1404106 |
| MAH, FRANK PING HANG | MANAGING DIRECTOR | 1525147 |
| POST, GARY MARSHALL | MANAGING DIRECTOR | 1383099 |
Red Flags
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